RULE 605 AND RULE 606 EXECUTION QUALITY
Knight supports the development and implementation of rules and regulatory initiatives that produce a more liquid, transparent and compliant
market center on behalf of all investors. On November 17, 2000, the Securities and Exchange Commission adopted two rules to improve public
disclosure of execution and routing practices.
Rule 605 and Rule 606 were adopted to standardize and improve public disclosure of execution and routing practices. Pursuant to the SEC's
execution quality disclosure rule (Rule 605), monthly performance statistics can be obtained directly from the Knight website. Client-specific
Rule 605 Execution Statistics can be obtained using Knight's web-based client Portal using a password-protected login.